This facility has been created to assist Optiva Securities clients with an efficient way to provide James Brearley with the documents they require to support your new Optiva Securities dealing account.

Account Application Letter/ISA Application Form
In support of every account, you will need to complete James Brearley’s Account Application Letter, having firstly considered their Investor Terms, Order Execution and Privacy policies. By signing their Account Application Letter you authorise them to accept orders and instructions from Optiva Securities on your behalf.

If you want to operate your new dealing account in an ISA or wish to establish an ISA to run alongside this, then you will also need to complete an ISA application form, which again incorporates a declaration authorising James Brearley to accept orders and instructions from Optiva Securities on your behalf.

Transfer Authorities
If you wish to transfer existing investments into your new Optiva Securities account then please complete a nominee transfer authority (general dealing account) or an ISA transfer authority as applicable.

If you have any queries regarding the forms and their completion, please contact our support team on 0203 137902 or by email at info@optivasecurities.com